Dennis Saihong Lam
林世康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Saihong Lam (林世康), a licensed former licensee with CE reference AKI595. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-04 | 2017-02-16 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-09-04 | 2017-02-16 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 4 — Advising on securities | 2009-02-03 | 2012-08-21 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 9 — Asset management | 2009-02-03 | 2012-08-21 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2008-04-18 | 2009-02-01 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-18 | 2009-02-01 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-02-18 | 2008-02-28 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-11 | 2005-02-16 |