Siu Cheong Lau
劉兆昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheong Lau (劉兆昌), a licensed former licensee with CE reference AKJ015. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-28 | 2010-01-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-28 | 2010-01-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-28 | 2010-01-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-18 | 2004-09-14 |