Xing Ling Liu
劉醒靈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xing Ling Liu (劉醒靈), a licensed former licensee with CE reference AKJ153. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-23 | 2023-06-13 |
| Lunar Capital Management Limited |
Rep | Type 4 — Advising on securities | 2020-10-05 | 2020-10-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-14 | 2013-01-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-21 | 2013-01-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-21 | 2013-01-15 |