Jason Michael Pliner

CE No. AKJ235 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason Michael Pliner, a licensed Responsible Officer with CE reference AKJ235. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 12.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →

Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Broking (Hong Kong) Limited RO Type 1 — Dealing in securities 2022-03-08 present
J.P. Morgan Broking (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2022-03-08 present
J.P. Morgan Broking (Hong Kong) Limited RO Type 4 — Advising on securities 2022-03-08 present
J.P. Morgan Broking (Hong Kong) Limited RO Type 5 — Advising on futures contracts 2022-03-08 present
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 — Dealing in securities 2021-08-25 2022-03-08
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 — Advising on securities 2021-08-25 2022-03-08
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2019-10-10 2022-03-08
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2019-09-26 2022-03-08
Merrill Lynch Far East Limited Rep Type 2 — Dealing in futures contracts 2010-09-02 2019-06-25
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2008-05-16 2010-09-02
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2005-04-22 2019-06-25
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2004-04-22 2019-06-25

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