Dong Kee Shin
申東起
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Kee Shin (申東起), a licensed former licensee with CE reference AKJ967. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 1 — Dealing in securities | 2010-04-20 | 2013-01-04 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2010-04-20 | 2013-01-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-11-12 | 2009-08-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-22 | 2009-08-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-08-01 | 2006-11-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2004-10-21 | 2006-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-04-21 | 2004-10-21 |