Huanwang Zhuang
庄煥旺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huanwang Zhuang (庄煥旺), a licensed former licensee with CE reference AKO628. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2014-09-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2007-09-21 | 2014-09-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-09 | 2012-03-30 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-07 | 2006-04-24 |