Tin Shun Lui
呂天舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Shun Lui (呂天舜), a licensed former licensee with CE reference AKR463. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-13 | 2019-08-11 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-13 | 2019-08-11 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-13 | 2019-08-11 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-29 | 2015-07-23 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-02-06 | 2015-07-23 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-20 | 2009-02-06 |