Winnie Shuk Man Yau
丘淑雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Shuk Man Yau (丘淑雯), a licensed former licensee with CE reference AKT393. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2006-04-26 | 2006-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-26 | 2006-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-25 | 2006-08-31 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2006-04-25 | 2006-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2006-04-25 | 2006-08-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-30 | 2006-04-22 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2005-06-30 | 2006-04-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-08 | 2004-07-30 |