Xiao (SFC:AKW724) Liang
梁瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AKW724) Liang (梁瀟), a licensed former licensee with CE reference AKW724. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hao Advisors Management Limited |
RO | Type 9 — Asset management | 2017-04-28 | 2023-05-31 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-19 | 2014-12-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2012-03-19 | 2014-12-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2012-03-19 | 2014-12-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-07-19 | 2014-12-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-25 | 2005-07-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-25 | 2005-07-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-06-28 | 2005-07-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-06-28 | 2005-07-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2004-06-28 | 2005-07-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2004-06-28 | 2005-07-11 |