Kenichi Niizeki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenichi Niizeki ( ), a licensed former licensee with CE reference AKW775. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARTS Capital Management Limited |
RO | Type 9 — Asset management | 2007-12-20 | 2008-02-28 |
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2007-02-16 | 2007-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-30 | 2006-10-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-06-30 | 2006-10-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-06-30 | 2006-10-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-06-30 | 2006-10-06 |