Shing Yip Choy
蔡承業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yip Choy (蔡承業), a licensed former licensee with CE reference AKX247. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-17 | 2021-10-01 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-17 | 2021-10-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-21 | 2011-08-17 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-11 | 2011-08-17 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2009-05-11 | 2011-08-17 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2005-07-11 | 2009-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-08 | 2009-03-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-08 | 2005-05-10 |