Pik Kwan Lau
劉碧君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Kwan Lau (劉碧君), a licensed former licensee with CE reference AKX390. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-24 | 2016-11-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-29 | 2016-03-24 |
| Japaninvest (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2013-12-16 | 2015-11-03 |