Kwong Ng
伍剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ng (伍剛), a licensed former licensee with CE reference AKY483. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-12-14 | 2013-08-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-14 | 2013-08-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-11-14 | 2013-08-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-29 | 2007-10-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-29 | 2007-10-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-19 | 2006-06-02 |