Yiu Hon (SFC:ALA243) Chan
陳耀漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Hon (SFC:ALA243) Chan (陳耀漢), a licensed former licensee with CE reference ALA243. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-30 | 2021-05-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-10-30 | 2021-05-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-23 | 2009-02-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-26 | 2009-02-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-26 | 2009-02-03 |