Yau Tat Wat
屈攸達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Tat Wat (屈攸達), a licensed Responsible Officer with CE reference ALA727. Currently licensed at 1 firm(s): Woyi Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Woyi Capital Limited 沃燡資本有限公司 |
RO | Type 4 — Advising on securities | 2024-11-11 | present |
| Woyi Capital Limited 沃燡資本有限公司 |
RO | Type 9 — Asset management | 2024-11-11 | present |
| DGA Capital Asset Management Limited |
RO | Type 4 — Advising on securities | 2023-01-17 | 2024-08-30 |
| DGA Capital Asset Management Limited |
RO | Type 9 — Asset management | 2023-01-17 | 2024-08-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-04 | 2004-08-27 |