Yan Loong Poon
潘人龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Loong Poon (潘人龍), a licensed former licensee with CE reference ALC104. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-17 | 2007-08-10 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-17 | 2007-08-10 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-17 | 2007-08-10 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-17 | 2006-07-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-17 | 2006-07-07 |