Dae Wook Kim
金大煜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dae Wook Kim (金大煜), a licensed former licensee with CE reference ALC633. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Factorial Management Limited | Rep | Type 9 — Asset management | 2014-02-17 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2013-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-06-15 | 2013-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-06-15 | 2013-09-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-06-15 | 2010-08-26 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-12 | 2009-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-03 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-04-03 | 2009-01-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-16 | 2006-03-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-16 | 2006-03-04 |