Man Chiu Sy

許文超
CE No. ALD653 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Chiu Sy (許文超), a licensed Responsible Officer with CE reference ALD653. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Sinomax Securities Limited
佳富達證券有限公司
RO Type 4 — Advising on securities 2016-08-19 present
Sinomax Securities Limited
佳富達證券有限公司
RO Type 9 — Asset management 2016-08-19 present
Sinomax Securities Limited
佳富達證券有限公司
RO Type 1 — Dealing in securities 2008-02-12 present
Sinomax Securities Limited
佳富達證券有限公司
Rep Type 1 — Dealing in securities 2007-11-23 2008-02-12
Piper Jaffray Asia Securities Limited
派杰亞洲証券有限公司
Rep Type 1 — Dealing in securities 2005-06-14 2007-11-16

Related