Christopher Chi Yan Yip
葉志恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chi Yan Yip (葉志恩), a licensed Responsible Officer with CE reference ALF219. Currently licensed at 1 firm(s): Mount Logan Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 4 — Advising on securities | 2020-01-07 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 9 — Asset management | 2020-01-07 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-26 | 2020-01-07 |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 9 — Asset management | 2018-09-26 | 2020-01-07 |
| CN Capital Management Limited | Rep | Type 9 — Asset management | 2016-06-22 | 2017-01-09 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2015-01-22 | 2016-05-01 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2015-01-22 | 2016-05-01 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2014-07-04 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2014-07-04 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2004-09-10 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2004-09-10 | 2010-12-31 |