CN Capital Management Limited

CE No. AUT330 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CN Capital Management Limited, a Hong Kong-based licensed corporation with CE reference AUT330. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 5). Earliest licence on file: 2010-06-01.

Registered address

Room 1801, 18/F, 88 Gloucester Road, Wan Chai

Licence history

ActivityFromTo
Type 9 — Asset management 2010-06-01 present

Licensed staff (all-time) (5)
Active on date

Name Activities First licensed To
George Yee Lee Chan 陳義理 RO 9 2010-06 Present
Stephen Wing Leung Ng 吳永亮 RO 9 2010-06 Present
Wang Chow 周泓 Rep 9 2014-07 2017-01
Cho Kit Fok 霍祖傑 Rep 9 2010-06 2017-06
Christopher Chi Yan Yip 葉志恩 Rep 9 2016-06 2017-01
Showing 1–5 of 5

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related