Ronald Seng Yum Tham
譚承蔭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Seng Yum Tham (譚承蔭), a licensed Responsible Officer with CE reference ALF563. Currently licensed at 1 firm(s): Link Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Link Asset Management Limited 領展資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-22 | present |
| Link Asset Management Limited 領展資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-28 | 2023-05-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-15 | 2010-10-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-15 | 2010-10-13 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2005-03-15 | 2010-10-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-07 | 2005-03-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-07 | 2005-03-15 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2004-09-07 | 2005-03-15 |