Mark Phillip Speciale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Phillip Speciale ( ), a licensed former licensee with CE reference ALF648. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-24 | 2015-05-23 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-24 | 2015-05-23 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-03-24 | 2015-05-23 |
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2011-08-30 | 2012-05-01 |
| Capital International, Inc. |
Rep | Type 9 — Asset management | 2004-09-24 | 2012-05-01 |