Ping Xu
徐萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Xu (徐萍), a licensed Responsible Officer with CE reference ALI016. Currently licensed at 1 firm(s): Aksia Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aksia Hong Kong Limited 亞斯雅香港有限公司 |
RO | Type 4 — Advising on securities | 2012-08-06 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-14 | 2011-10-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-14 | 2010-09-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-05 | 2008-09-29 |