Jun (SFC:ALI308) Yuan
袁駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun (SFC:ALI308) Yuan (袁駿), a licensed former licensee with CE reference ALI308. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-01-26 | 2025-11-25 |
| PrideRock Global Investment Management Limited 晟元全球投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | 2023-11-30 |
| PrideRock Global Investment Management Limited 晟元全球投資管理有限公司 |
RO | Type 9 — Asset management | 2020-04-29 | 2023-11-30 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2017-01-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-05-31 | 2017-01-20 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-03-25 | 2013-04-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-03-10 | 2010-09-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-03-10 | 2010-09-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-01-25 | 2010-09-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-15 | 2006-01-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-19 | 2010-09-22 |