Yan (SFC:ALI707) Huang
黃燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:ALI707) Huang (黃燕), a licensed former licensee with CE reference ALI707. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-11 | 2015-08-31 |
| Simplex Capital Asia Limited 先策投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-04 | 2011-12-31 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2005-01-03 | 2006-07-01 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-01-03 | 2006-07-01 |