Simplex Capital Asia Limited
先策投資亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simplex Capital Asia Limited (先策投資亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AFT135. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2003-09-04.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2016-05-24 |
| Type 6 — Advising on corporate finance | 2003-09-04 | 2011-11-03 |
| Type 9 — Asset management | present | 2011-09-16 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Phoebe Nam Sun 孫楠 | RO 6 | 2003-09 | 2005-09 |
| Ching Tong 唐靜 | RO 4, 9 | 2005-10 | 2011-09 |
| Lian Wang 王煉 | RO 4 | 2012-09 | 2015-05 |
| Sau Fun Wong 黃秀芬 | RO 4, 9 | 2003-09 | 2005-10 |
| Ying Xia 夏鷹 | RO 6 | 2003-09 | 2011-10 |
| Bing (SFC:ACL890) Zhao 趙兵 | RO 4, 9 | Pre-2003 | 2016-05 |
| Wenli (SFC:AMC789) Zhao 趙文利 | RO 6 | 2005-10 | 2011-10 |
| Yan (SFC:ALI707) Huang 黃燕 | Rep 4 | 2006-08 | 2011-12 |
| Bing (SFC:APN800) Liang 梁兵 | Rep 4 | 2013-12 | 2015-12 |
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