Lian Wang
王煉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lian Wang (王煉), a licensed Responsible Officer with CE reference AFL878. Currently licensed at 1 firm(s): Sprint Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprint Asset Management Limited 新銳資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-05-21 | present |
| Sprint Asset Management Limited 新銳資產管理有限公司 |
RO | Type 9 — Asset management | 2015-05-21 | present |
| Simplex Capital Asia Limited 先策投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-09-07 | 2015-05-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2010-02-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2010-02-02 |