Daisy Dik Sze Kwok
郭迪思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daisy Dik Sze Kwok (郭迪思), a licensed former licensee with CE reference ALJ957. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AVENUE CAPITAL LIMITED |
RO | Type 1 — Dealing in securities | 2019-04-09 | 2023-08-31 |
| AVENUE CAPITAL LIMITED |
RO | Type 4 — Advising on securities | 2019-04-09 | 2023-08-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-06 | 2013-08-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-06 | 2013-08-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-02 | 2010-11-16 |