Martin Kam Wai Yiu
姚金偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kam Wai Yiu (姚金偉), a licensed Responsible Officer with CE reference ALL047. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-06 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-11-06 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 9 — Asset management | 2024-11-06 | present |
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-25 | 2024-11-06 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-25 | 2024-11-06 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-09-25 | 2024-11-06 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-25 | 2024-07-01 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-05 | 2024-07-01 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-05 | 2024-07-01 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-31 | 2023-07-25 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-16 | 2024-07-01 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-25 | 2019-01-16 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-25 | 2024-07-01 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-31 | 2018-03-15 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-31 | 2018-03-15 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-03 | 2017-08-31 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-27 | 2016-12-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2014-06-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-02 | 2010-05-27 |