Cheuk Yin So
蘇卓賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yin So (蘇卓賢), a licensed former licensee with CE reference ALL346. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 |
RO | Type 4 — Advising on securities | 2021-10-22 | 2023-07-31 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-27 | 2021-10-22 |
| Japaninvest (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2015-02-24 | 2015-11-03 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-09 | 2010-08-28 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-18 | 2009-09-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-26 | 2007-05-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-21 | 2006-07-15 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-23 | 2005-10-16 |