Todd Barry Pallett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Todd Barry Pallett, a licensed Representative with CE reference ALN132. Currently licensed at 1 firm(s): Leo Capital Corp (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-09-02 | present |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-09-02 | present |
| Leo Capital Corp (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2017-01-03 | 2021-09-02 |
| Leo Capital Corp (Hong Kong) Limited | RO | Type 9 — Asset management | 2017-01-03 | 2021-09-02 |
| EXS Capital Asia Limited | Rep | Type 6 — Advising on corporate finance | 2012-08-14 | 2016-12-31 |
| EXS Capital Asia Limited | RO | Type 4 — Advising on securities | 2012-08-14 | 2016-12-31 |
| EXS Capital Asia Limited | RO | Type 9 — Asset management | 2012-08-14 | 2016-12-31 |
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2009-07-13 | 2012-08-14 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2009-07-13 | 2012-08-14 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-23 | 2009-06-15 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | 2004-12-23 | 2009-06-15 |