EXS Capital Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EXS Capital Asia Limited, a Hong Kong-based licensed corporation with CE reference AQO245. Currently licensed for regulated activity type(s) 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 29). Earliest licence on file: 2008-06-12.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Registered address
22/F, Lucky Building, 39 Wellington Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2008-06-12 | present |
| Type 6 — Advising on corporate finance | 2008-06-12 | present |
| Type 9 — Asset management | 2008-06-12 | present |
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yu Qing Huang 黃煜晴 | RO 4, 6, 9 Rep 4, 6, 9 | 2014-08 | Present |
| Shu Wang Kwan 關樹宏 | RO 4, 6, 9 Rep 4, 6, 9 | 2014-08 | Present |
| Todd Barry Pallett | RO 4, 9 Rep 4, 6, 9 | 2009-07 | 2016-12 |
| Jessica Carolyn Cutrera Papadopoulos | RO 4, 6, 9 | 2008-06 | 2016-12 |
| Eric Norman Solberg | RO 4, 6, 9 | 2008-06 | 2020-04 |
| Christopher Hin-Long Tai 戴軒朗 | RO 4, 6, 9 Rep 4, 6, 9 | 2016-05 | 2025-03 |
| Zilin Chen 陳梓林 | Rep 4, 6, 9 | 2024-06 | 2024-07 |
| Caroline Fowler Davis | Rep 4, 6, 9 | 2014-12 | 2015-09 |
| Amy May Hill | Rep 4, 9 | 2014-10 | 2016-12 |
| Lai Ki Rachel Ip 葉麗琪 | Rep 4, 9 | 2012-04 | 2014-06 |
| Felix Yirid Lai 黎栩政 | Rep 4, 6, 9 | 2008-06 | 2013-09 |
| Tsz Chung (SFC:BJY535) Lam 林梓聰 | Rep 4, 6, 9 | 2018-03 | 2019-12 |
| Marcus Lee | Rep 4, 9 | 2015-09 | 2016-05 |
| Anqi Li 李安頎 | Rep 4, 6, 9 | 2023-08 | Present |
| Pui Yi Lok 駱貝怡 | Rep 4, 6, 9 | 2014-04 | 2016-02 |
| Kyly Hoi Yan Ng 吳海甄 | Rep 4, 6, 9 | 2011-05 | 2013-09 |
| Justin Sek Fun Poon 潘碩勳 | Rep 4, 6, 9 | 2023-09 | 2024-07 |
| Pristine Rocio Sin Remolona | Rep 4, 9 | 2014-07 | 2016-02 |
| Neil John Scrase 單國雄 | Rep 4, 6, 9 | 2011-08 | 2013-09 |
| Rebecca So-Kwun Sin 冼素君 | Rep 4 | 2013-10 | 2014-03 |
| Hao Song 宋好 | Rep 4, 6, 9 | 2023-11 | 2024-05 |
| Sunita Subramoniam | Rep 4, 9 | 2014-08 | 2016-12 |
| Debbi Sutuntivorakoon 陳淑儀 | Rep 4, 6, 9 | 2012-11 | 2014-03 |
| Denise Kai Ern Teo 張愷恩 | Rep 4, 6, 9 | 2020-03 | 2022-02 |
| Alvin Siu-Lun Yam 任兆麟 | Rep 4, 9 | 2014-10 | 2015-07 |
| Yuran Yin 尹禺然 | Rep 4, 6, 9 | 2016-10 | 2016-11 |
| Yuen Ting Regina Yip 葉菀婷 | Rep 4, 9 | 2014-06 | 2016-12 |
| Mengyuan (SFC:BJK877) Zhang 張梦媛 | Rep 4, 6, 9 | 2022-11 | 2023-03 |
| Nan (SFC:BEC793) Zhang 張楠 | Rep 4, 6, 9 | 2014-09 | 2015-01 |
Showing 1–29 of 29
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