Caroline Fowler Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Fowler Davis ( ), a licensed former licensee with CE reference BEN255. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2014-12-04 | 2015-09-12 |
| EXS Capital Asia Limited | Rep | Type 6 — Advising on corporate finance | 2014-12-04 | 2015-09-12 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2014-12-04 | 2015-09-12 |