Denise Kai Ern Teo
張愷恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Kai Ern Teo (張愷恩), a licensed Representative with CE reference BPL685. Currently licensed at 1 firm(s): Gateway Capital (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gateway Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-08-31 | present |
| Gateway Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-08-31 | present |
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2020-03-05 | 2022-02-25 |
| EXS Capital Asia Limited | Rep | Type 6 — Advising on corporate finance | 2020-03-05 | 2022-02-25 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2020-03-05 | 2022-02-25 |