Rebecca So-Kwun Sin
冼素君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rebecca So-Kwun Sin (冼素君), a licensed former licensee with CE reference AXK801. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2013-10-04 | 2014-03-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-15 | 2012-08-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-15 | 2012-08-14 |