Marcus Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marcus Lee ( ), a licensed former licensee with CE reference BFY695. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2015-09-01 | 2016-05-30 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2015-09-01 | 2016-05-30 |