Yuen Ting Regina Yip
葉菀婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting Regina Yip (葉菀婷), a licensed Representative with CE reference BDO997. Currently licensed at 1 firm(s): Invesco Hong Kong Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2021-08-13 | present |
| 28 Advisory Limited |
Rep | Type 4 — Advising on securities | 2020-12-18 | 2021-07-15 |
| 28 Advisory Limited |
Rep | Type 9 — Asset management | 2020-12-18 | 2021-07-15 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-01-06 | 2020-08-07 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-01-06 | 2020-08-07 |
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2014-06-30 | 2016-12-31 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2014-06-30 | 2016-12-31 |