Anqi Li
李安頎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anqi Li (李安頎), a licensed Representative with CE reference BQV468. Currently licensed at 1 firm(s): EXS Capital Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2023-08-23 | present |
| EXS Capital Asia Limited | Rep | Type 6 — Advising on corporate finance | 2023-08-23 | present |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2023-08-23 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-20 | 2022-11-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-20 | 2022-11-22 |