Edith Sui Yu Tsang
曾瑞如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edith Sui Yu Tsang (曾瑞如), a licensed former licensee with CE reference ALN773. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-07 | 2010-09-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-06 | 2010-09-06 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-08 | 2007-07-06 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-08 | 2007-07-06 |
| OppenheimerFunds International Distributor Limited |
Rep | Type 1 — Dealing in securities | 2005-01-31 | 2006-12-31 |
| OppenheimerFunds International Distributor Limited |
Rep | Type 4 — Advising on securities | 2005-01-31 | 2006-12-31 |