Chao-Ming Cheng
鄭昭明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao-Ming Cheng (鄭昭明), a licensed former licensee with CE reference ALO048. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-07 | 2010-04-16 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-22 | 2008-03-07 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-10 | 2007-03-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-10 | 2007-03-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-02-17 | 2005-06-02 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-15 | 2005-06-02 |