Siew Ming Tan
陳秀敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siew Ming Tan (陳秀敏), a licensed Responsible Officer with CE reference ALO563. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-29 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-07 | 2018-03-29 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-23 | 2011-07-31 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-19 | 2009-12-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-12-29 | 2008-09-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2004-12-29 | 2008-09-26 |