Siu Wai Chong
莊韶瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Chong (莊韶瑋), a licensed Representative with CE reference ALQ158. Currently licensed at 1 firm(s): Atta Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-28 | present |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 — Asset management | 2017-08-28 | present |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-24 | 2017-08-21 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-13 | 2017-08-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-12 | 2006-05-26 |