Chris Po Wah Lau

劉寶華
CE No. ALQ393 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Po Wah Lau (劉寶華), a licensed Representative with CE reference ALQ393. Currently licensed at 2 firm(s): Core Pacific - Yamaichi International (H.K.) Limited, Core Pacific-Yamaichi Futures (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities 2016-07-01 present
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2006-11-21 present
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 — Advising on securities 2016-07-01 2026-05-08
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities 2005-12-13 2016-06-30
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 — Dealing in securities 2005-12-13 2016-06-30
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 — Advising on securities 2005-11-24 2016-06-30
Altruist Financial Group Limited
進邦匯理有限公司
Rep Type 4 — Advising on securities 2005-10-28 2005-10-31

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