Kavi Ka Wai Wong
黃嘉威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kavi Ka Wai Wong (黃嘉威), a licensed Responsible Officer with CE reference ALQ402. Currently licensed at 1 firm(s): New Region Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-31 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 9 — Asset management | 2021-05-31 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-02 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-24 | 2020-10-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-03 | 2020-10-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2020-09-03 | 2020-10-30 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-12-17 | 2020-09-02 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2019-12-17 | 2020-09-02 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-16 | 2019-12-17 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-07-16 | 2019-12-17 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-18 | 2005-10-18 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-01-18 | 2005-10-18 |