Siu Chung Mak
麥兆忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung Mak (麥兆忠), a licensed former licensee with CE reference ALQ825. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-24 | 2022-10-12 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-02-24 | 2022-10-12 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-25 | 2021-02-01 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-29 | 2021-02-01 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-06-14 | 2021-02-01 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-27 | 2005-05-18 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-01-27 | 2005-05-18 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 — Asset management | 2005-01-27 | 2005-05-18 |