Jocelyn Oi Chung Wu
胡愛忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jocelyn Oi Chung Wu (胡愛忠), a licensed Responsible Officer with CE reference ALR004. Currently licensed at 1 firm(s): Eastspring Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | 2024-11-22 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 — Asset management | 2024-11-22 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2024-04-08 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2024-04-08 | 2024-11-22 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2024-04-08 | 2024-11-22 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-29 | 2024-03-17 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-08 | 2024-03-17 |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-05-08 | 2020-08-20 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2005-01-26 | 2014-05-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-26 | 2014-05-23 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2005-01-26 | 2014-05-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-01-26 | 2014-05-23 |