Lewis John Fellas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lewis John Fellas ( ), a licensed former licensee with CE reference ALR009. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | RO | Type 9 — Asset management | 2013-08-26 | 2014-01-31 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2012-06-22 | 2013-08-26 |
| Factorial Management Limited | RO | Type 9 — Asset management | 2011-12-30 | 2012-06-05 |
| Deephaven Asia Limited | RO | Type 4 — Advising on securities | 2008-03-05 | 2009-04-07 |
| Deephaven Asia Limited | RO | Type 9 — Asset management | 2008-03-05 | 2009-04-07 |
| Deephaven Asia Limited | Rep | Type 9 — Asset management | 2006-12-06 | 2008-03-05 |
| Deephaven Asia Limited | Rep | Type 4 — Advising on securities | 2006-12-04 | 2008-03-05 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-30 | 2006-08-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-21 | 2006-08-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-01-28 | 2005-04-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-01-28 | 2005-04-25 |