Deephaven Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deephaven Asia Limited, a Hong Kong-based licensed corporation with CE reference ALQ137. Current licensed staff on file: 0 (total recorded over time: 13). Earliest licence on file: 2005-04-13.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2005-04-13 | 2009-09-04 |
| Type 9 — Asset management | 2005-04-13 | 2009-09-04 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hector Bal Renau | RO 4, 9 Rep 4, 9 | 2005-11 | 2009-04 |
| Sanjiv Bhatia | RO 4, 9 | 2005-04 | 2008-09 |
| Imran Sooleman Dadabhoy | RO 4, 9 | 2005-06 | 2006-03 |
| Lewis John Fellas | RO 4, 9 Rep 4, 9 | 2006-12 | 2009-04 |
| Scott Gerald Krusemark | RO 4, 9 | 2009-02 | 2009-04 |
| David Christopher Kurczek | RO 4, 9 | 2005-04 | 2005-12 |
| Alexander Robert Medd | RO 4, 9 Rep 4, 9 | 2005-05 | 2007-06 |
| Jason Craig Billings | Rep 4, 9 | 2006-05 | 2008-11 |
| Ken Wan Nang Chuen 全蘊能 | Rep 9 | 2008-09 | 2009-02 |
| Christopher Macdougall Jackson 賈克禮 | Rep 4, 9 | 2007-10 | 2008-09 |
| Kui Bong Jonathan Lau 劉巨邦 | Rep 4, 9 | 2009-01 | 2009-02 |
| Ambrose Yin Hung Meau 苗延鴻 | Rep 4, 9 | 2005-04 | 2009-04 |
| John William Stephens | Rep 4, 9 | 2007-06 | 2009-02 |
Showing 1–13 of 13