Sanjiv Bhatia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjiv Bhatia ( ), a licensed former licensee with CE reference ADG304. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-04-18 | 2012-06-28 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-04-18 | 2012-06-28 |
| Isometric Investment Advisors Limited |
RO | Type 9 — Asset management | 2009-11-16 | 2012-02-29 |
| Deephaven Asia Limited | RO | Type 4 — Advising on securities | 2005-04-13 | 2008-09-10 |
| Deephaven Asia Limited | RO | Type 9 — Asset management | 2005-04-13 | 2008-09-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-09-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-09-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-09-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-08 |