Chiinhao Alex Lee
李君浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiinhao Alex Lee (李君浩), a licensed former licensee with CE reference ALS480. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-10-19 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-08-02 | 2013-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-02 | 2013-08-31 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2011-07-27 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-08-24 | 2011-07-27 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-17 | 2009-03-12 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2005-02-17 | 2009-03-12 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2005-02-17 | 2009-03-12 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2005-02-17 | 2009-03-12 |